The Office of Securities within the Maine Department of Professional and Financial Regulation (PFR) protects Maine investors by investigating and prosecuting violations of the securities laws; licensing broker-dealers, agents, investment advisers, and investment adviser representatives and reviewing registration statements and exemption filings for securities issuers that are seeking to sell in Maine.
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Submissions from 2010
Gold: What Every Investor Should Know 2010, Maine Office of Securities, Maine Department of Professional and Financial Regulation